Information We Collect
The Firm collects personal information as part of our relationship with you to provide client services and fulfill legal and regulatory requirements. The type of information The Firm collects may include:
- Information The Firm receives from you on forms (such as name, address, Social Security number, assets and income)
- Information you provide The Firm directly about your personal finances or personal circumstances or which The Firm may receive from brokerage statements or other information you authorize The Firm to receive.
Information Disclosed In Administering Products and Services
The Firm will not disclose personal information about current or former clients to non-affiliated third parties except as permitted or required by law. The Firm does not sell any personal information about you to any third party. The Firm will not disclose personal information without your authorization except as required or permitted by law.
Procedures to Protect Confidentiality and Security of Your Personal Information
The Firm has established procedures that limit access to personal information to those employees who need to know such information in order to perform business services. The Firm educates our employees on the importance of protecting the privacy and security of confidential personal information and each employee is required to sign a confidentiality agreement.